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B•••• A••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

B•••• A••• P•••••

Advisor at A••••••• A•••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:b18dd706-ec97-f068-b695-d5a97ade6ec7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••••••	Independent wealth	Apr 9, 2019	n/a	yes	ST. LOUIS, MO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 10, 2009	Mar 15, 2019	no	ST. LOUIS, MO\|ST. LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• P•••••••• L••	O•••• W•••••• I•••	Mar 15, 2019	Mar 10, 2009	-3,657	Firm change after gap	Other
O•••• W•••••• I•••	A••••••• A•••••••	Mar 15, 2019

Relationships

Registered with (4)

→ A••••••• A•••••••Registered adviserregistration: current employment
Apr 9, 2019 to presentfactForm ADV
→ P•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2004 to Mar 15, 2019factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 10, 2009 to Mar 15, 2019factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b18dd706-ec97-f068-b695-d5a97ade6ec7
First observed: Jun 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.