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Advisor at ICON WEALTH PARTNERS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ICON WEALTH PARTNERS | Independent wealth | Aug 2, 2022 | n/a | yes | HOUSTON, TX | Current employment |
| ICON WEALTH PARTNERS, LLC | Former SEC adviser | Aug 18, 2016 | Aug 1, 2022 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 15, 2010 | Sep 15, 2016 | no | HOUSTON, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 2, 2010 | no | Houston, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 20, 1993 | Jun 1, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ICON WEALTH PARTNERS, LLC | ICON WEALTH PARTNERS | Aug 1, 2022 | Aug 2, 2022 | 1 | Channel change | RIA to new firm |
| UBS FINANCIAL SERVICES INC. | ICON WEALTH PARTNERS, LLC | Sep 15, 2016 | Aug 18, 2016 | -28 | Firm change | Wirehouse to new firm |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Nov 2, 2010 | Oct 15, 2010 | -18 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283098:319609:TX:2022-08-01 | Aug 1, 2022 | Aug 2, 2022 | HOUSTON, TX | Firm change |