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Advisor at WELLS FARGO ADVISORS
TARPON SPRINGS, FL | WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 22, 2021 | n/a | yes | WEST DES MOINES, IA|TARPON SPRINGS, FL | Current employment |
| NORTHWEST WEALTH MANAGEMENT, LLC | Independent wealth | Jul 21, 2021 | Aug 27, 2021 | no | SPENCER, IA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jul 8, 2021 | no | WEST DES MOINES, IA|MINNEAPOLIS, MN|MINNEAPOLIS, MN|TARPON SPRINGS, FL | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 15, 2010 | Jan 3, 2011 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWEST WEALTH MANAGEMENT, LLC | WELLS FARGO ADVISORS | Aug 27, 2021 | Sep 22, 2021 | 26 | Firm change | RIA to wirehouse |
| WELLS FARGO ADVISORS | NORTHWEST WEALTH MANAGEMENT, LLC | Jul 8, 2021 | Jul 21, 2021 | 13 | Firm change | Wirehouse to RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |