DFX Intelligence

H••••• M• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

H••••• M• B•••••••

Advisor at T•• A•••••••• G••••

••• Locked

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Search this name across graphsid dfx:ria:b1a47e33-a371-c487-eac6-67a7e1b17c15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Feb 12, 2020	n/a	yes	Santa Barbara, CA\|LAS VEGAS, NV\|Las Vegas, NV	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Jan 19, 2012	Dec 31, 2021	no	SANTA BARBARA, CA\|SCOTTSDALE, AZ\|PHOENIX, AZ\|SANTA BARBARA, CA\|Santa Barbara, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	T•• A•••••••• G••••	Dec 31, 2021	Feb 12, 2020	-688	Firm change after gap	Other

Relationships

Registered with (2)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Feb 12, 2020 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2012 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1a47e33-a371-c487-eac6-67a7e1b17c15
First observed: Jan 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.