L••• H••••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | DENVER, CO

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Search this name across graphsid dfx:ria:b1aa098e-ffd6-0c04-57a4-f07b55799792

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	DENVER, CO\|SAN DIEGO, CA	Current employment
P•••••• P•••••• W••••• L••	Independent wealth	Jan 13, 2022	Jul 13, 2023	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••• W••••• L••	L•• F•••••••• L••	Jul 13, 2023	Aug 10, 2026	1,124	Firm change after gap	RIA to ibd
P••••••••	P•••••• P•••••• W••••• L••	Sep 21, 2021	Jan 13, 2022

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ P•••••• P•••••• W••••• L••Registered adviserregistration: previous registration
Jan 13, 2022 to Jul 13, 2023factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Jan 21, 2021 to Sep 21, 2021factForm ADV

Dated events

Occurred
Jul 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1aa098e-ffd6-0c04-57a4-f07b55799792
First observed: Jan 21, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.