DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

TIMOTHY ALAN FLICK

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

INDIANAPOLIS, IN | Fortville, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1acb25a-be4b-67cb-738d-e6db8c34c6cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 4, 2001
First registration: Mar 26, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4292267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jul 4, 2012	n/a	yes	INDIANAPOLIS, IN\|Fortville, IN	Current employment
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 15, 2010	Jun 7, 2012	no	INDIANAPOLIS, IN	Previous registration
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Jun 12, 2007	Mar 16, 2010	no	INDIANAPOLIS, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jun 4, 2007	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 26, 2003	Jul 6, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW ENGLAND SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 7, 2012	Jul 4, 2012	27	Firm change	Other
FULCRUM ADVISORY SERVICES, LLC	NEW ENGLAND SECURITIES CORPORATION	Mar 16, 2010	Mar 15, 2010	-1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	FULCRUM ADVISORY SERVICES, LLC	Jun 4, 2007	Jun 12, 2007	8	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jul 4, 2012 to presentfactForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 15, 2010 to Jun 7, 2012factForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 12, 2007 to Mar 16, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jun 4, 2007factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 26, 2003 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.