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N••••• K•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

N••••• K•••• R•••

Advisor at W••••• F•••••• A•••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:b1b01d03-ef47-553b-3bd0-d1ea48703309

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: May 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••• A•••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••• A•••••••	No RAUM reported	Nov 19, 2025	n/a	yes	NEW YORK, NY	Current employment
E•••• F•••••••• S•••••••• I•••	Independent wealth	Apr 1, 2024	Dec 16, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• F•••••••• S•••••••• I•••	W••••• F•••••• A•••••••	Dec 16, 2024	Nov 19, 2025	338	Firm change	RIA to new firm
O••• W••••• A•••••••• L••	E•••• F•••••••• S•••••••• I•••	Apr 3, 2024

Relationships

Registered with (7)

→ W••••• F•••••• A•••••••Registered adviserregistration: current employment
Nov 19, 2025 to presentfactForm ADV
→ E•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2024 to Dec 16, 2024factForm ADV
→ O••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2023 to Apr 3, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
N••••• K•••• R••• left E•••• F•••••••• S•••••••• I••• for W••••• F•••••• A••••••• (registered 2025-11-19)
Form ADVobserved 7 days ago
Occurred
Apr 3, 2024
Advisor changed firm
N••••• K•••• R••• left O••• W••••• A•••••••• L•• for E•••• F•••••••• S•••••••• I••• (registered 2024-04-01)
Form ADVobserved 7 days ago
Occurred
May 11, 2023
Advisor changed firm
N••••• K•••• R••• left F••••••• P••••••• A•• W•••••••• A••••••• for O••• W••••• A•••••••• L•• (registered 2023-06-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1b01d03-ef47-553b-3bd0-d1ea48703309
First observed: May 15, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.