DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SUB-SAHARA CAPITAL GROUP LP

CRD 169276

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1c586b8-66bd-4d8f-3867-c5d71aa1685f

Data as of Apr 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2013 to Apr 22, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.5MItem 5.F on the latest filing (2014-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $16.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78859
CRD: 169276
Filings on the tape: 5
First filed: Nov 19, 2013
Latest filed: Apr 22, 2014
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATKINSON, JAMES, BRUCE	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/LIMITED PARTNER	D	yes	03/2013	Nov 19, 2013	Apr 22, 2014
SUB-SAHARA CAPITAL GP LLC	GENERAL PARTNER	Na	yes	03/2013	Nov 19, 2013	Apr 22, 2014
WALTER, RICHARD, LEE	MANAGING MEMBER	E	yes	03/2013	Nov 19, 2013	Apr 22, 2014
WALTER, RICHARD, LEE	PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/LIMITED PARTNER	D	yes	03/2013	Nov 19, 2013	Apr 22, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUB-SAHARA CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$31.2M	$31.2M	3	3	n/a	1	$15.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$32.5M	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Controls (3)

← WALTER, RICHARD, LEEOwnerMANAGING MEMBER, ownership code E, individual
Nov 19, 2013 to presentfactForm ADV
← ATKINSON, JAMES, BRUCEOwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/LIMITED PARTNER, ownership code D, individual
Nov 19, 2013 to presentfactForm ADV
← SUB-SAHARA CAPITAL GP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Nov 19, 2013 to presentfactForm ADV

Dated events

Occurred
Nov 19, 2013
First Form ADV filing
Sub-Sahara Capital Group Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1c586b8-66bd-4d8f-3867-c5d71aa1685f
First observed: Nov 19, 2013
Last observed: Apr 22, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUB-SAHARA CAPITAL GROUP LP

CRD 169276

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1c586b8-66bd-4d8f-3867-c5d71aa1685f

Data as of Apr 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATKINSON, JAMES, BRUCE

CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/LIMITED PARTNER

yes

03/2013

Nov 19, 2013

Apr 22, 2014

SUB-SAHARA CAPITAL GP LLC

GENERAL PARTNER

yes

03/2013

Nov 19, 2013

Apr 22, 2014

WALTER, RICHARD, LEE

MANAGING MEMBER

yes

03/2013

Nov 19, 2013

Apr 22, 2014

WALTER, RICHARD, LEE

PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/LIMITED PARTNER

yes

03/2013

Nov 19, 2013

Apr 22, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUB-SAHARA CAPITAL PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$31.2M

n/a

$15.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$32.5M

n/a