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Advisor at J.P. MORGAN SECURITIES LLC
LOVES PARK, IL | ROCKFORD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 1, 2016 | n/a | yes | LOVES PARK, IL|ROCKFORD, IL | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Sep 8, 2016 | Dec 1, 2016 | no | BARRINGTON, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 13, 2015 | Aug 25, 2016 | no | ROCKFORD, IL|ROCKFORD, IL|ROCKFORD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | J.P. MORGAN SECURITIES LLC | Dec 1, 2016 | Dec 1, 2016 | 0 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | BMO HARRIS FINANCIAL ADVISORS, INC | Aug 25, 2016 | Sep 8, 2016 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:137115:IL:2016-08-15 | Aug 25, 2016 | Sep 8, 2016 | ROCKFORD, IL | Firm change |