This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHERN TRUST INVESTMENTS, INCORPORATED

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 23, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Dec 23, 2013

First registration

Apr 25, 2014

Dual registered

yes, broker-dealer

Other names

STEPHEN PATRICK RUSSELL|Stephen Russell

IAPD individual key

6248976

• Occurred

  Nov 10, 2022
  Advisor changed firm

  Stephen Russell left Kestra Advisory Services, Llc for Northern Trust Investments, Incorporated (registered 2023-01-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b1d06c3a-c547-a0f8-4a8e-3b2346f5ca3d

First observed

Apr 25, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.