DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
SAN FRANCISCO, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 21, 2021 | n/a | yes | SAN FRANCISCO, CA|NEW YORK, NY | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Apr 26, 2021 | Jul 12, 2021 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jun 19, 2012 | Dec 15, 2015 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Jul 12, 2021 | Jul 21, 2021 | 9 | Firm change | Ibd to wirehouse |
| BARCLAYS CAPITAL INC. | DEUTSCHE BANK SECURITIES INC. | Dec 15, 2015 | Apr 26, 2021 | 1,959 | Firm change after gap | Other |