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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

KAELENE KAUIONALANI WONG

Advisor at LPL FINANCIAL LLC

KANEOHE, HI

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Search this name across graphsid dfx:ria:b1d6d0c9-9167-d45d-ea18-dcff3f859879

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 29, 2008
First registration: Jun 11, 2008
Dual registered: yes, broker-dealer
Other names: KAELENE KAUIONALANI DENIS|KAELENE KAUIONALANI LUI|KAELENE KAUIONALANI DENIS|KAELENE KAUIONALANI WONG|KAELENE WONG
IAPD individual key: 4423139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 2, 2025	n/a	yes	KANEOHE, HI	Current employment
OSAIC FS, INC.	Former SEC adviser	Apr 27, 2018	May 20, 2024	no	KANEOHE, HI\|lamepje, HI\|GREENSBORO, NC	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	May 4, 2018	no	HONOLULU, HI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 30, 2014	Mar 25, 2017	no	HONOLULU, HI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 10, 2010	Jun 17, 2014	no	HONOLULU, HI	Previous registration
EDWARD JONES	National bd RIA	Jun 11, 2008	Feb 5, 2010	no	ST LOUIS, MO\|Kailua, HI\|KANEOHE, HI\|KANEOHE, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	May 20, 2024	Jan 2, 2025	227	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	OSAIC FS, INC.	May 4, 2018	Apr 27, 2018	-7	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
SIGNATOR INVESTORS, INC.	MSI FINANCIAL SERVICES, INC.	Jun 17, 2014	Jun 30, 2014	13	Firm change	Other
EDWARD JONES	SIGNATOR INVESTORS, INC.	Feb 5, 2010	May 10, 2010	94	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 27, 2018 to May 20, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to May 4, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 30, 2014 to Mar 25, 2017factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 10, 2010 to Jun 17, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 11, 2008 to Feb 5, 2010factForm ADV

Dated events

No dated event names this entity yet.