DFX Intelligence

C•••• J••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C•••• J••••••• H••••

Advisor at P•••••• P••••••• W••••• A•••••••• L••

AMHERST, NY

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Search this name across graphsid dfx:ria:b1ddb4dc-693d-dedf-9f43-d1005634d5c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P••••••• W••••• A•••••••• L••	Independent wealth	Oct 24, 2022	n/a	yes	AMHERST, NY	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Nov 28, 2008	Jun 15, 2021	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	P•••••• P••••••• W••••• A•••••••• L••	Jun 15, 2021	Oct 24, 2022	496	Firm change after gap	Ibd to RIA
M••••• S•••••• • C•• L••	H•••••••• A•••••••• L••	Dec 2, 2008	Nov 28, 2008

Relationships

Registered with (4)

→ P•••••• P••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 24, 2022 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 28, 2008 to Jun 15, 2021factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Dec 2, 2008factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1ddb4dc-693d-dedf-9f43-d1005634d5c2
First observed: Sep 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.