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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MICHAEL PAUL PARKER

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Fair Haven, NJ | NEW YORK, NY | Florham Park, NJ

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Search this name across graphsid dfx:ria:b1dfec8d-8b5a-ec5e-078e-4ea4bcbae81e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 20, 1994
First registration: May 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2262357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Feb 3, 2021	n/a	yes	Florham Park, NJ\|Fair Haven, NJ\|NEW YORK, NY	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 10, 2017	Mar 12, 2019	no	MINNEAPOLIS, MN	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Sep 15, 2010	Oct 3, 2017	no	NEW YORK, NY\|CHICAGO, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2009	Sep 13, 2010	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 29, 2009	no	Little Falls, NJ\|Albany, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 10, 2002	Jun 1, 2009	no	LITTLE FALLS, NJ\|BOSTON, MA\|ALBANY, NY\|BOSTON, MA\|NEW YORK, NY\|NEW YORK, NY\|MANCHESTER, NH\|BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	ROCKEFELLER CAPITAL MANAGEMENT	Mar 12, 2019	Feb 3, 2021	694	Firm change after gap	Ibd to ibd
HIGHTOWER ADVISORS, LLC	RBC CAPITAL MARKETS, LLC	Oct 3, 2017	Oct 10, 2017	7	Firm change	Other
LPL FINANCIAL LLC	HIGHTOWER ADVISORS, LLC	Sep 13, 2010	Sep 15, 2010	2	Firm change	Other
MORGAN STANLEY	LPL FINANCIAL LLC	Jul 29, 2009	Oct 30, 2009	93	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Feb 3, 2021 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 10, 2017 to Mar 12, 2019factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 15, 2010 to Oct 3, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 30, 2009 to Sep 13, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 29, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 10, 2002 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.