DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

ROBERT LIVINGSTON ROGERS

Advisor at WELLS FARGO ADVISORS

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1e0505e-d97c-29f2-c1c9-4f9d30af1bd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 30, 1985
First registration: Feb 5, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 1019541

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 14, 2008	n/a	yes	HUNT VALLEY, MD	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 5, 2008	Apr 3, 2008	no	BALTIMORE, MD\|BALTIMORE, MD\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Apr 3, 2008	Mar 14, 2008	-20	Firm change	Other

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 14, 2008 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Apr 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1e0505e-d97c-29f2-c1c9-4f9d30af1bd0
First observed: Feb 5, 2008
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT LIVINGSTON ROGERS

Advisor at WELLS FARGO ADVISORS

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1e0505e-d97c-29f2-c1c9-4f9d30af1bd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 14, 2008

n/a

yes

HUNT VALLEY, MD

Current employment

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Feb 5, 2008

Apr 3, 2008

BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO ADVISORS

Apr 3, 2008

Mar 14, 2008

-20

Firm change

Other