DFX Intelligence

S••• A••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S••• A••• H••••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL | Riverview, FL

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Search this name across graphsid dfx:ria:b1e55e47-5893-4446-8b47-10225374bcbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 20, 2017	n/a	yes	ST. PETERSBURG, FL\|Riverview, FL	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jun 2, 2011	Oct 16, 2017	no	APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	R•••••• J•••• • A••••••••• I•••	Oct 16, 2017	Oct 20, 2017	4	Firm change	Other
M•• I•••••••• S•••••••• L••	I••••• F•••••••• C•••••••••	Feb 23, 2011	Jun 2, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:705:WI:2017-10-16	Oct 16, 2017	Oct 20, 2017	APPLETON, WI	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jun 2, 2011 to Oct 16, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2010 to Feb 23, 2011factForm ADV
→ G•••••••• F••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1e55e47-5893-4446-8b47-10225374bcbd
First observed: Apr 4, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.