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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Oregon City, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Aug 29, 2025 | n/a | yes | Oregon City, OR | Current employment |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Mar 25, 2025 | Sep 25, 2025 | no | OLYMPIA, WA|OREGON CITY, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | INDEPENDENT ADVISOR ALLIANCE, LLC | Sep 25, 2025 | Aug 29, 2025 | -27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:168267:OR:2025-09-25 | Sep 25, 2025 | Aug 29, 2025 | OREGON CITY, OR | Firm change |