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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 2, 2024 | n/a | yes | GREENVILLE, SC|PLYMOUTH, MN | Current employment |
| FINTRUST CAPITAL ADVISORS, LLC | Former SEC adviser | Mar 23, 2018 | Oct 3, 2024 | no | Greenville, SC | Previous registration |
| FINTRUST INVESTMENT ADVISORY SERVICES, LLC | Former SEC adviser | Sep 17, 2014 | Mar 28, 2018 | no | GREENVILLE, SC | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 15, 2011 | Sep 16, 2014 | no | GREER, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINTRUST CAPITAL ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 3, 2024 | Oct 2, 2024 | -1 | Firm change | RIA to ibd |
| FINTRUST INVESTMENT ADVISORY SERVICES, LLC | FINTRUST CAPITAL ADVISORS, LLC | Mar 28, 2018 | Mar 23, 2018 | -5 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FINTRUST INVESTMENT ADVISORY SERVICES, LLC | Sep 16, 2014 | Sep 17, 2014 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145460:116407:SC:2024-10-03 | Oct 3, 2024 | Oct 2, 2024 | GREENVILLE, SC | Firm change |
| 139887:145460:SC:2018-03-28 | Mar 28, 2018 | Mar 23, 2018 | GREENVILLE, SC | Firm change |