DFX Intelligence

T•••• M•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

T•••• M•••• J••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Orem, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1f52c82-ec9a-265b-383c-2818c41f9669

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Oct 20, 2023	n/a	yes	NEW YORK, NY\|Orem, UT	Current employment
C••••••• A•••••••• I•••	Former SEC adviser	Oct 26, 2022	Nov 27, 2023	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••• I•••	C••••••• P•••••••• I•••	Nov 27, 2023	Oct 20, 2023	-38	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
306341:171787:CA:2023-11-27	Nov 27, 2023	Oct 20, 2023	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (2)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Oct 20, 2023 to presentfactForm ADV
→ C••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 26, 2022 to Nov 27, 2023factForm ADV

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
T•••• M•••• J•••• left C••••••• A•••••••• I••• for C••••••• P•••••••• I••• (registered 2023-10-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1f52c82-ec9a-265b-383c-2818c41f9669
First observed: Oct 26, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.