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Reading the graph
Advisor at LPL FINANCIAL LLC
CUPERTINO, CA | MILPITAS, CA | GOLETA, CA | SAN JOSE, CA | SAN DIEGO, CA | DUBLIN, CA | SANTA CLARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 2, 2023 | n/a | yes | DUBLIN, CA|SANTA CLARA, CA|SAN JOSE, CA|MILPITAS, CA|SAN JOSE, CA|GOLETA, CA|SAN DIEGO, CA|CUPERTINO, CA|DUBLIN, CA|SAN JOSE, CA | Current employment |
| EDWARD JONES | National bd RIA | Mar 18, 2019 | Jun 1, 2023 | no | San Ramon, CA|ST LOUIS, MO|SAN RAMON, CA|DUBLIN, CA|Walnut Creek, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Jun 1, 2023 | Jun 2, 2023 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:6413:CA:2023-05-23 | Jun 1, 2023 | Jun 2, 2023 | WALNUT CREEK, CA | Firm change |