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Advisor at GLOBAL PLANNING STEWARDS LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL PLANNING STEWARDS LLC | State registered | Aug 1, 2017 | n/a | yes | BATON ROUGE, LA | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jun 30, 2016 | Jul 31, 2017 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Mar 26, 2009 | Jun 30, 2016 | no | BIRMINGHAM, AL|BATON ROUGE, LA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Mar 10, 2009 | Mar 17, 2009 | no | BATON ROUGE, LA | Previous registration |
| STANFORD GROUP COMPANY | n/a | Jan 7, 2000 | Mar 11, 2009 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | GLOBAL PLANNING STEWARDS LLC | Jul 31, 2017 | Aug 1, 2017 | 1 | Firm change | Other |
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| CETERA ADVISORS LLC | STERNE AGEE ASSET MANAGEMENT, INC. | Mar 17, 2009 | Mar 26, 2009 | 9 | Firm change | Other |
| STANFORD GROUP COMPANY | CETERA ADVISORS LLC | Mar 11, 2009 | Mar 10, 2009 | -1 | Firm change | Other |