M•••••• F•••

Advisor at M•••••• P••• A•••••••

SIMI VALLEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1f9f37d-eaed-f9bf-4915-c27b7c6baa14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• P••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• P••• A•••••••	Institutional manager	Sep 14, 2017	n/a	yes	SIMI VALLEY, CA	Current employment
3•••• I••••••••• F•••••••••	Institutional manager	Oct 10, 2018	May 4, 2026	no	SIMI VALLEY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
3•••• I••••••••• F•••••••••	n/a	May 4, 2026	n/a	n/a	Departure no registered destination	Departure
C•••••••• I••••••••• R••••••• A•••••••• I•••	M•••••• P••• A•••••••	Dec 31, 2017	Sep 14, 2017	-108

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:286612:CA:2017-12-31	Dec 31, 2017	Sep 14, 2017	SIMI VALLEY, CA	Firm change after gap

Relationships

Registered with (4)

→ M•••••• P••• A•••••••Registered adviserregistration: current employment
Sep 14, 2017 to presentfactForm ADV
→ 3•••• I••••••••• F•••••••••Registered adviserregistration: previous registration
Oct 10, 2018 to May 4, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2014 to Dec 31, 2017factForm ADV
→ F•••••••• T••••••• I•••

Dated events

Occurred
May 4, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1f9f37d-eaed-f9bf-4915-c27b7c6baa14
First observed: Oct 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.