DFX Intelligence

J•••• P•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• P•••••• L•••••

Advisor at E•••••• A••••••• G••••• L••

New Orleans, LA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:b1fb6f55-f41a-4749-4e54-12449f9aac45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	New Orleans, LA\|GREENWOOD VILLAGE, CO	Current employment
A••••• W••••• M•••••••••	Independent wealth	Jul 26, 2018	Aug 19, 2026	no	LOWELL, AR\|NORTH LITTLE ROCK, AR\|LITTLE ROCK, AR\|LITTLE ROCK, AR\|FT SMITH, AR\|FAYETTEVILLE, AR\|FAYETTEVILLE, AR\|FT SMITH, AR\|LOWELL, AR\|Rogers, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	E•••••• A••••••• G••••• L••	Aug 19, 2026	Sep 2, 2026	14	Firm change	RIA to ibd

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 26, 2018 to Aug 19, 2026factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
J•••• P•••••• L••••• left A••••• W••••• M••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1fb6f55-f41a-4749-4e54-12449f9aac45
First observed: Jul 26, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.