DFX Intelligence

J••• P••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)37 years in industry

J••• P••••• C••••••

Advisor at S••••• W••••• A•••••••• I•••

Lone Tree, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Nov 4, 2022	n/a	yes	Lone Tree, CO	Current employment
A••••••••• I•••	Bd affiliated wealth	Feb 15, 2022	Oct 25, 2022	no	P•••••, CO\|CONCORD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	S••••• W••••• A•••••••• I•••	Oct 25, 2022	Nov 4, 2022	10	Firm change	Other
N••••••••• M••••• I••••••••• S•••••••••	A••••••••• I•••	Nov 18, 2021	Feb 15, 2022

Relationships

Registered with (5)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 4, 2022 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2022 to Oct 25, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 28, 2018 to Nov 18, 2021factForm ADV
→ B•• A•••• M••••••••• C••••

Dated events

Order

Occurred
25 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.