DFX Intelligence

P•••••• A•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

P•••••• A•••••• B••••••••

Advisor at P•• W••••• M•••••••••

CHERRY HILL, NJ | Phoenix, AZ

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Search this name across graphsid dfx:ria:b2092de4-19b6-8148-1fdd-0ee7a40cbb39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 18, 2026	n/a	yes	CHERRY HILL, NJ\|Phoenix, AZ	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jul 14, 2022	Aug 17, 2026	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	P•• W••••• M•••••••••	Aug 17, 2026	Aug 18, 2026	1	Firm change	RIA to ibd
V••••••• A•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jul 11, 2022

Relationships

Registered with (4)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jul 14, 2022 to Aug 17, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2019 to Jul 11, 2022factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2092de4-19b6-8148-1fdd-0ee7a40cbb39
First observed: Dec 11, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.