This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TD PRIVATE CLIENT WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

11

Exams

S65|S63

First exam

Nov 20, 2000

First registration

Jan 28, 2021

Dual registered

yes, broker-dealer

Other names

JOHN THOMAS NOTO

IAPD individual key

4254977

• Occurred

  Feb 3, 2022
  Advisor changed firm

  John Noto left Pruco Securities, Llc for Td Private Client Wealth Llc (registered 2022-01-26)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b20a9d99-fdc2-a127-d353-ecef92790bf1

First observed

Jan 28, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.