DFX Intelligence
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Reading the graph
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Advisor at S••• W••••• L••
COTTONWOOD HEIGHTS, UT | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• W••••• L•• | Bd affiliated wealth | Oct 24, 2025 | n/a | yes | COTTONWOOD HEIGHTS, UT|SAN FRANCISCO, CA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Mar 11, 2021 | Jun 21, 2022 | no | AMERICAN FORK, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S••• W••••• L•• | Jun 21, 2022 | Oct 24, 2025 | 1,221 | Firm change after gap | Ibd to ibd |
| E••••• J•••• | F••••••• P••••••• A•• W•••••••• A••••••• | Oct 1, 2019 | Mar 11, 2021 |
| E••••• J•••• | National bd RIA | Mar 28, 2019 | Oct 1, 2019 | no | Spanish Fork, UT|ST LOUIS, MO|TEMPE, AZ | Previous registration |
| 527 |
| Firm change after gap |
| Ibd to ibd |