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A••• E••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••• E••• A•••••••

Advisor at W••••• R•••••

ROCK HILL, SC

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Search this name across graphsid dfx:ria:b2175a95-5989-2222-67d7-083f2081978f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• R•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• R•••••	State registered	Aug 15, 2024	n/a	yes	ROCK HILL, SC	Current employment
B•• W•••••	Independent wealth	Oct 6, 2016	n/a	yes	ROCK HILL, SC

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	B•• W•••••	Sep 30, 2016	Oct 6, 2016	6	Firm change	Other
B•• W•••••	E••••• J••••	Jul 2, 2015	Jul 6, 2015

Relationships

Registered with (3)

→ W••••• R•••••Registered adviserregistration: current employment
Aug 15, 2024 to presentfactForm ADV
→ B•• W•••••Registered adviserregistration: previous registration
Apr 8, 2015 to Jul 2, 2015factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 6, 2015 to Sep 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2175a95-5989-2222-67d7-083f2081978f
First observed: Apr 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.