DFX Intelligence

T••••••• P•••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

T••••••• P•••••••• C•••••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:b219b128-5b54-bad7-6a4d-1ab4a9a16c3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 21, 2026	n/a	yes	French Village, MO\|AUSTIN, TX\|St. Louis, MO	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Aug 27, 2026	no	ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	K••••• A••••••• S•••••••• L••	Aug 27, 2026	Aug 21, 2026	-6	Firm change	Ibd to ibd
C••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Mar 21, 2024	Mar 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:283330:MO:2026-08-24	Aug 27, 2026	Aug 21, 2026	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Aug 27, 2026factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 2004 to Mar 21, 2024factForm ADV
→ V••••• S••••••••• C•••••••••Registered adviser

Dated events

Occurred
Aug 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b219b128-5b54-bad7-6a4d-1ab4a9a16c3a
First observed: Apr 10, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.