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Advisor at OSAIC WEALTH, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 19, 2025 | n/a | yes | HOUSTON, TX | Current employment |
| ROBERTSON INVESTMENT MANAGEMENT | Independent wealth | Feb 9, 2017 | Apr 2, 2025 | no | Houston, TX | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Nov 22, 2019 | no | HOUSTON, TX | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Mar 30, 2004 | Jul 2, 2012 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 16, 2002 | Feb 6, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERTSON INVESTMENT MANAGEMENT | OSAIC WEALTH, INC. | Apr 2, 2025 | Aug 19, 2025 | 139 | Firm change | RIA to ibd |
| FIRST ALLIED ADVISORY SERVICES, INC. | ROBERTSON INVESTMENT MANAGEMENT | Nov 22, 2019 | Feb 9, 2017 | -1,016 | Firm change after gap | Ibd to RIA |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | FIRST ALLIED SECURITIES, INC. | Feb 6, 2003 | Mar 30, 2004 | 418 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:115425:TX:2019-11-22 | Nov 22, 2019 | Feb 9, 2017 | HOUSTON, TX | Firm change after gap |