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Advisor at ALLWORTH FINANCIAL, L.P.
FOLSOM, CA | DURHAM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Mar 6, 2026 | n/a | yes | DURHAM, NC|FOLSOM, CA | Current employment |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Apr 23, 2019 | Feb 20, 2026 | no | RALEIGH, NC | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Mar 3, 2017 | Mar 7, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | ALLWORTH FINANCIAL, L.P. | Feb 20, 2026 | Mar 6, 2026 | 14 | Firm change | Ibd to ibd |
| SCOTTRADE INVESTMENT MANAGEMENT | PROSPERA FINANCIAL SERVICES, INC. | Mar 7, 2018 | Apr 23, 2019 | 412 | Firm change after gap | Ibd to RIA |