R••••• C•••••

Advisor at O•••• W•••••• I•••

BROWNSVILLE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b22e0192-c4dd-a785-f6d8-ee86f98e1d4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 29, 2020	n/a	yes	BROWNSVILLE, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jun 2, 2020	no	BROWNSVILLE, TX\|LOS FRESNOS, TX\|RAYMONDVILLE, TX\|RIO HONDO, TX\|PORT ISABEL, TX\|SOUTH PADRE ISLAND, TX\|HARLINGEN, TX\|BROWNSVILLE, TX\|HARLINGEN, TX\|BROWNSVILLE, TX\|BROWNSVILLE, TX\|BROWNSVILLE, TX\|SAN ANTONIO, TX\|BROWNSVILLE, TX\|BROWNSVILLE, TX\|EL PASO, TX\|SAN ANTONIO, TX\|LOS FRESNOS, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O•••• W•••••• I•••	Jun 2, 2020	May 29, 2020	-4	Firm change	Wirehouse to ibd
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 29, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jun 2, 2020factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2010 to Jan 3, 2011factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b22e0192-c4dd-a785-f6d8-ee86f98e1d4b
First observed: May 31, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.