DFX Intelligence

D••••• L•••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

D••••• L•••• U••••

Advisor at A•••• F•••••••• A••••••• S•••••••• I•••

Henrico, VA | RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b232d45b-c382-97d5-ee18-dd9c4d56fcbd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 27, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• A••••••• S•••••••• I•••	Independent wealth	Jun 9, 2021	n/a	yes	Henrico, VA\|RESTON, VA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	May 27, 2016	Jun 7, 2021	no	HENRICO, VA\|CHARLOTTE, NC\|VIENNA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	A•••• F•••••••• A••••••• S•••••••• I•••	Jun 7, 2021	Jun 9, 2021	2	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A•••• F•••••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 27, 2016 to Jun 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b232d45b-c382-97d5-ee18-dd9c4d56fcbd
First observed: May 27, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.