DFX Intelligence

B•••••• W•••••• V•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

B•••••• W•••••• V•• C••••

Advisor at L•••

San Diego, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:b233ee61-b412-98c0-d86e-908f8adc75bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jan 1, 2025	n/a	yes	LOS ANGELES, CA\|San Diego, CA	Current employment
L••• A•••••••	Former SEC adviser	Mar 28, 2014	Jul 22, 2015	no	BEVERLY HILLS, CA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• S•••• • A••••••••• I••	L••• A•••••••	Jan 30, 2019	Mar 28, 2014	-1,769	Firm change after gap	Other
L••• A•••••••	L•••	Jul 22, 2015	Jan 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
110092:119540:CA:2019-01-30	Jan 30, 2019	Mar 28, 2014	SAN DIEGO, CA	Firm change after gap
119540:269866:CA:2015-07-22	Jul 22, 2015	Jan 1, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ K•• S•••• • A••••••••• I••Registered adviserregistration: previous registration
Dec 12, 2005 to Jan 30, 2019factForm ADV
→ L••• A•••••••Registered adviserregistration: previous registration
Mar 28, 2014 to Jul 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b233ee61-b412-98c0-d86e-908f8adc75bd
First observed: Dec 12, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.