DFX Intelligence

E••• A•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

E••• A•••••• K•••••

Advisor at K••••• C•••••• M••••••••• L••

N•••, CA

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Search this name across graphsid dfx:ria:b23552bf-8303-0aae-55da-ff3d96838753

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• C•••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• C•••••• M••••••••• L••	Former SEC adviser	Apr 4, 2022	n/a	yes	N•••, CA	Current employment
N••• V••••• W••••• M•••••••••	Former SEC adviser	Feb 25, 2022	Jun 17, 2022	no	ST. HELENA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• V••••• W••••• M•••••••••	K••••• C•••••• M••••••••• L••	Jun 17, 2022	Apr 4, 2022	-74	Firm change after gap	RIA to new firm
N••• V••••• W••••• M•••••••••	C••••• A•••••• N••••••• L••	Dec 31, 2021	May 23, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:121158:CA:2016-10-20	Oct 20, 2016	Feb 25, 2022	ST HELENA, CA	Firm change after gap

Relationships

Registered with (4)

→ K••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ N••• V••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 25, 2022 to Jun 17, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 23, 2011 to Oct 20, 2016factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••

Dated events

Occurred
Jun 17, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b23552bf-8303-0aae-55da-ff3d96838753
First observed: Aug 8, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.