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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

JOSEPH ALAN PESNELL

Advisor at CAPTRUST

Chesterfield, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b23b68f4-d2e2-02ed-24f8-9e5c98306ae8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Nov 20, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joseph Alan Pesnell

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Nov 20, 2001
Dual registered: no
Other names: JOE PESNELL
IAPD individual key: 4472308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Aug 19, 2022	n/a	yes	Chesterfield, MO	Current employment
FRONTIER WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 28, 2014	Oct 21, 2022	no	ST. LOUIS, MO\|LEAWOOD, KS	Previous registration
AHM ASSET MANAGEMENT, LLC	Former SEC adviser	Nov 20, 2001	Dec 31, 2014	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRONTIER WEALTH MANAGEMENT, LLC	Captrust	Oct 21, 2022	Aug 19, 2022	-63	Firm change after gap	Other
AHM ASSET MANAGEMENT, LLC	FRONTIER WEALTH MANAGEMENT, LLC	Dec 31, 2014	Nov 28, 2014	-33	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
144344:175112:KS:2022-10-21	Oct 21, 2022	Aug 19, 2022	LEAWOOD, KS	Firm change after gap

Relationships

Registered with (3)

→ CAPTRUSTRegistered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ FRONTIER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 28, 2014 to Oct 21, 2022factForm ADV
→ AHM ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 20, 2001 to Dec 31, 2014factForm ADV

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
Joseph Alan Pesnell left Frontier Wealth Management, Llc for Captrust (registered 2022-08-19)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b23b68f4-d2e2-02ed-24f8-9e5c98306ae8
First observed: Nov 20, 2001
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH ALAN PESNELL

Advisor at CAPTRUST

Chesterfield, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b23b68f4-d2e2-02ed-24f8-9e5c98306ae8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Captrust

Institutional manager

Aug 19, 2022

n/a

yes

Chesterfield, MO

Current employment

FRONTIER WEALTH MANAGEMENT, LLC

Former SEC adviser

Nov 28, 2014

Oct 21, 2022

ST. LOUIS, MO|LEAWOOD, KS

Previous registration

AHM ASSET MANAGEMENT, LLC

Former SEC adviser

Nov 20, 2001

Dec 31, 2014

ST. LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FRONTIER WEALTH MANAGEMENT, LLC

Captrust

Oct 21, 2022

Aug 19, 2022

-63

Firm change after gap

Other

AHM ASSET MANAGEMENT, LLC

FRONTIER WEALTH MANAGEMENT, LLC

Dec 31, 2014

Nov 28, 2014

-33

Firm change after gap

Other

Team

Left

Joined

From

Kind

144344:175112:KS:2022-10-21

Oct 21, 2022

Aug 19, 2022

LEAWOOD, KS

Firm change after gap