DFX Intelligence

P•••••• T•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

P•••••• T•••••• F••••••

Advisor at F•••••• W••••• M•••••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:b23ea0c0-186c-be68-0cd6-f4e873ebb6d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• W••••• M•••••••••	State registered	Jan 30, 2025	n/a	yes	DALLAS, TX	Current employment
R•• A•••••••• L••	Independent wealth	Apr 18, 2022	Jan 30, 2025	no	DALLAS, TX\|AMARILLO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• A•••••••• L••	F•••••• W••••• M•••••••••	Jan 30, 2025	Jan 30, 2025	0	Firm change	RIA to state RIA
H••••••• W••••• M••••••••• L••	R•• A•••••••• L••	Apr 20, 2022	Apr 18, 2022

Relationships

Registered with (5)

→ F•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 30, 2025 to presentfactForm ADV
→ R•• A•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2022 to Jan 30, 2025factForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 28, 2021 to Apr 20, 2022factForm ADV
→ F•••••• W••••• M••••••••• L••Registered adviser

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
P•••••• T•••••• F•••••• left R•• A•••••••• L•• for F•••••• W••••• M••••••••• (registered 2025-01-30)
Form ADVobserved 7 days ago
Occurred
Apr 20, 2022
Advisor changed firm
P•••••• T•••••• F•••••• left H••••••• W••••• M••••••••• L•• for R•• A•••••••• L•• (registered 2022-04-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b23ea0c0-186c-be68-0cd6-f4e873ebb6d2
First observed: Jan 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.