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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | FAIRMONT, WV | Fairmont, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 5, 2024 | n/a | yes | Fairmont, WV|FAIRMONT, WV|SAN DIEGO, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Jul 29, 2024 | no | FAIRMONT, WV | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 13, 2023 | Jun 29, 2023 | no | FAIRMONT, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Jul 29, 2024 | Aug 5, 2024 | 7 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |