DFX Intelligence

R•••••• J•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

R•••••• J•• W••••••

Advisor at W••••••••• A•••••••• L••

LITTLETON, CO

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Search this name across graphsid dfx:ria:b250c460-5e0c-504c-9bec-80eb6dd2ee59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••• L••	Independent wealth	Aug 9, 2016	n/a	yes	LITTLETON, CO	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Nov 15, 2013	Feb 5, 2016	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	W••••••••• A•••••••• L••	Feb 5, 2016	Aug 9, 2016	186	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:282860:CO:2016-02-05	Feb 5, 2016	Aug 9, 2016	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (2)

→ W••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 9, 2016 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Nov 15, 2013 to Feb 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b250c460-5e0c-504c-9bec-80eb6dd2ee59
First observed: Nov 15, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.