DFX Intelligence

T•••• D•••• Q•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

T•••• D•••• Q•••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL

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Search this name across graphsid dfx:ria:b25a261d-00be-b1dd-c1cb-70804054397b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Aug 31, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•••• D•••• Q•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• L••	Independent wealth	Jun 4, 2012	n/a	yes	OAKBROOK, IL	Current employment
R••••••••• W••••• L••	Independent wealth	Jun 4, 2012	Dec 31, 2017	no	OAKBROOK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	R••••••••• W••••• L••	Jun 6, 2012	Jun 4, 2012	-2	Firm change	Other

Relationships

Registered with (2)

→ R••••••••• W••••• L••Registered adviserregistration: previous registration
Jun 4, 2012 to Dec 31, 2017factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 31, 2001 to Jun 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b25a261d-00be-b1dd-c1cb-70804054397b
First observed: Aug 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.