DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Toledo, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Mar 26, 2009 | n/a | yes | Toledo, OH | Current employment |
| M•••• C••••••• A••••••• S•••••• | Bd affiliated wealth | Aug 18, 2008 | Feb 13, 2009 | no | PALM BEACH GARDENS, FL|MAUMER, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• C••••••• A••••••• S•••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 13, 2009 | Mar 26, 2009 | 41 | Firm change | Other |
| F•••• I•••••••• A•• I••••••••• I••• | M•••• C••••••• A••••••• S•••••• | Aug 28, 2008 | Aug 18, 2008 |
| F•••• I•••••••• A•• I••••••••• I••• | n/a | Dec 7, 2006 | Aug 28, 2008 | no | MAUMEE, OH|OREGON, OH|GENOA, OH|PERRYSBURG, OH|FINDLAY, OH|FINDLAY, OH|FINDLAY, OH|MCCOMB, OH|FOSTORIA, OH|BOWLING GREEN, OH | Previous registration |
| O•• F•••••••• | Former SEC adviser | Jul 13, 2006 | Aug 15, 2008 | no | CONCORD, CA | Previous registration |
| O•• B•••••••• S•••••••• I••• | n/a | Nov 8, 2004 | Jul 12, 2006 | no | WHITEHOUSE, OH|MAUMEE, OH | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Oct 18, 1999 | Nov 10, 2004 | no | DEFIANCE, OH | Previous registration |
| -10 |
| Firm change |
| Other |
| O•• F•••••••• | F•••• I•••••••• A•• I••••••••• I••• | Aug 15, 2008 | Dec 7, 2006 | -617 | Firm change after gap | Other |
| O•• B•••••••• S•••••••• I••• | O•• F•••••••• | Jul 12, 2006 | Jul 13, 2006 | 1 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | O•• B•••••••• S•••••••• I••• | Nov 10, 2004 | Nov 8, 2004 | -2 | Firm change | Other |