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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ELIOT ROSE WEALTH MANAGEMENT, LLC

CRD 120465

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b25a6f8e-4f8c-966e-db9a-64e1da3818ef

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2012 to Feb 11, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $186MItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $186MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $186Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 400
Individual clients: 88
High net worth clients: 53
SEC number: 801-121354
CIK: 1213968
CRD: 120465
Filings on the tape: 39
First filed: Mar 31, 2012
Latest filed: Feb 11, 2026
Organised: Limited Liability Company, RI
Website: eliotrose.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON ELIOT SIPERSTEIN	Certified Financial Planner\|Chartered Financial Analyst	PROVIDENCE, RI	15	16	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TAPESTRY INVESTMENT PARTNERS, LP	Hedge Fund	$20.2M	May 29, 2013	30	Mar 31, 2012	dropped	021-56963

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SIPERSTEIN, GARY, STEVEN	MANAGING MEMBER	B	yes	04/2002	Mar 31, 2012	Apr 1, 2024
SIPERSTEIN, JASON, ELIOT	CHIEF COMPLIANCE OFFICER, MEMBER	E	yes	01/2016	Mar 29, 2016	Apr 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 11, 2026	$186M	$186M	4	1	0	n/a	n/a
2024	Mar 26, 2025	$153M	$153M	4	2	1	n/a	n/a
2023	Mar 22, 2024	$126M	$126M	4	1	1	n/a	n/a
2022	Mar 29, 2023	$114M	$114M	4	2	3	n/a	n/a
2021	Mar 22, 2022	$117M	$117M	4	2	0	n/a	n/a
2018	Mar 27, 2019	$75.8M	$75.8M	4	2	0	n/a	n/a
2017	Mar 28, 2018	$76.4M	$76.4M	5	2	1	n/a	n/a
2016	Mar 27, 2017	$74.1M	$74.1M	4	2	n/a	n/a	n/a
2015	Mar 29, 2016	$90.0M	$90.0M	5	2	n/a	n/a	n/a
2014	Mar 31, 2015	$87.9M	$87.9M	4	3	n/a	n/a	n/a
2013	Mar 26, 2014	$104M	$104M	4	2	n/a	n/a	n/a
2012	Apr 1, 2013	$90.3M	$90.3M	4	2	n/a	1	$20.2M
2011	Mar 31, 2012	$83.0M	$83.0M	n/a	n/a	n/a	1	$25.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186M	$153M	21.9%	$114M	17.9%	4	4	0	1

Relationships

Registered with (1)

← JASON ELIOT SIPERSTEINAdvisorregistration: current employment
Jun 27, 2011 to presentfactForm ADV

Controls (2)

← SIPERSTEIN, GARY, STEVENOwnerMANAGING MEMBER, ownership code B, individual
Mar 31, 2012 to Apr 1, 2024factForm ADV
← SIPERSTEIN, JASON, ELIOTOwnerCHIEF COMPLIANCE OFFICER, MEMBER, ownership code E, individual
Mar 29, 2016 to Apr 1, 2024factForm ADV

Advises (1)

→ TAPESTRY INVESTMENT PARTNERS, LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2012 to May 29, 2013factForm ADV

Dated events

Occurred
Apr 30, 2021
First Form ADV filing
Eliot Rose Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2019
Control person left
Joseph Paul Mcdermott (Chief Compliance Officer) no longer on Schedule A of Eliot Rose Wealth Management, Llc (listed 2019-03-27, absent 2019-06-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b25a6f8e-4f8c-966e-db9a-64e1da3818ef
First observed: Mar 31, 2012
Last observed: Feb 11, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELIOT ROSE WEALTH MANAGEMENT, LLC

CRD 120465

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b25a6f8e-4f8c-966e-db9a-64e1da3818ef

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON ELIOT SIPERSTEIN

Certified Financial Planner|Chartered Financial Analyst

PROVIDENCE, RI

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TAPESTRY INVESTMENT PARTNERS, LP

Hedge Fund

$20.2M

May 29, 2013

Mar 31, 2012

dropped

021-56963

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SIPERSTEIN, GARY, STEVEN

MANAGING MEMBER

yes

04/2002

Mar 31, 2012

Apr 1, 2024

SIPERSTEIN, JASON, ELIOT

CHIEF COMPLIANCE OFFICER, MEMBER

yes

01/2016

Mar 29, 2016

Apr 1, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$186M

n/a

2024

Mar 26, 2025

$153M

n/a

2023

Mar 22, 2024

$126M

n/a

2022

Mar 29, 2023

$114M

n/a

2021

Mar 22, 2022

$117M

n/a

2018

Mar 27, 2019

$75.8M

n/a

2017

Mar 28, 2018

$76.4M

n/a

2016

Mar 27, 2017

$74.1M

n/a

2015

Mar 29, 2016

$90.0M

n/a

2014

Mar 31, 2015

$87.9M

n/a

2013

Mar 26, 2014

$104M

n/a

2012

Apr 1, 2013

$90.3M

n/a

$20.2M

2011

Mar 31, 2012

$83.0M

n/a

$25.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$186M

$153M

21.9%

$114M

17.9%