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J•• A•••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

J•• A•••• A•••••••• L•••

CRD 126044

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:b25b88e2-21f5-75ab-97a8-45025c63c9d3

Data as of Mar 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Mar 17, 2023
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $187MItem 5.F on the latest filing (2023-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $187MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• J••• H•	PRESIDENT/ CHIEF COMPLIANCE OFFICER	Na	yes	01/1999	Mar 28, 2012	Mar 17, 2023
J••••••• L••	Owner	E	yes	01/1999	Mar 28, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$187M	$212M	-11.9%	$153M	6.9%	2	2	0	0

Relationships

Controls (2)

← F•••••••• J••• H•OwnerPRESIDENT/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← J••••••• L••OwnerOWNER, ownership code E, domestic entity
Mar 28, 2014 to presentfactForm ADV

Registered with (1)

← JAY H F•••••••Advisorregistration: previous registration
Jun 8, 2021 to Nov 1, 2023factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
Jay H Freeberg left J•• A•••• A•••••••• L••• for Onyx Bridge Wealth Group Llc (registered 2023-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b25b88e2-21f5-75ab-97a8-45025c63c9d3
First observed: Mar 28, 2012
Last observed: Mar 17, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.