DFX Intelligence

R••• P•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

R••• P•••••• M•••••••••

Advisor at E••••• J••••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:b25f3998-ce85-ac97-dd8e-01b6e1f3155e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 22, 2022	n/a	yes	WEST DES MOINES, IA	Current employment
M•••••• H••••••• F•••••••• A•••••••	Independent wealth	Nov 8, 2019	Jul 29, 2022	no	WEST DES MOINES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• H••••••• F•••••••• A•••••••	E••••• J••••	Jul 29, 2022	Jul 22, 2022	-7	Firm change	RIA to ibd
S••••••••• A•••••• A•••••••• I•••	M•••••• H••••••• F•••••••• A•••••••	Apr 6, 2020	Nov 8, 2019

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: previous registration
Mar 13, 2007 to Apr 8, 2011factForm ADV
→ M•••••• H••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 8, 2019 to Jul 29, 2022factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
May 30, 2018 to Apr 6, 2020factForm ADV
→ N•••••••• W••••• M••••••••• L••

Dated events

Occurred
Jul 29, 2022
Advisor changed firm
R••• P•••••• M••••••••• left M•••••• H••••••• F•••••••• A••••••• for E••••• J•••• (registered 2022-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b25f3998-ce85-ac97-dd8e-01b6e1f3155e
First observed: Mar 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.