DFX Intelligence

W••••• P•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

W••••• P•••• S••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:b260454c-91e6-d1f7-2c2d-89e5a8ed1fe1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 30, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Apr 29, 2009	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|INDIANAPOLIS, IN\|SAINT PETERS, MO	Current employment
C•••••• A••••••• C•••••••••	Independent wealth	Sep 30, 1999	Apr 22, 2009	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• C•••••••••	M•••• C••••••• A••••••• S••••••	Apr 22, 2009	Apr 29, 2009	7	Firm change	Other

Relationships

Registered with (2)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Apr 29, 2009 to presentfactForm ADV
→ C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Sep 30, 1999 to Apr 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b260454c-91e6-d1f7-2c2d-89e5a8ed1fe1
First observed: Sep 30, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.