DFX Intelligence

C••••• R•••• A•••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

C••••• R•••• A•••• M••••••••• L••••••

CRD 309774

TORONTO, O••••••

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Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Feb 18, 2021 to Jun 12, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $301M••• Locked
Discretionary RAUM: $301M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• R•••• A••• ••••••• L•••	Hedge Fund	$13.1M	Jun 12, 2026	2	Feb 18, 2021	reported	n/a
C••••• R•••• •••••••• L•	Hedge Fund	$1.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• J••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2024	Oct 10, 2024	Oct 10, 2024
B•••••• A•••••• ••••	CHIEF SCIENTIFIC OFFICER	B	yes	02/2016	Feb 18, 2021	Oct 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• R•••• L••••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$301M	$193M	55.9%	$135M	30.7%	8	8	3	3

Relationships

Advises (2)

→ C••••• R•••• A••• ••••••• L•••Private fundHedge Fund, IA
Feb 18, 2021 to presentfactForm ADV
→ C••••• R•••• •••••••• L•Private fundHedge Fund, IA, no longer reported
Sep 21, 2020 to Oct 10, 2024factForm ADV

Controls (7)

← D• V••••••••• A••••• J•••••• A••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Feb 18, 2021 to Oct 10, 2024factForm ADV
← P••••••••• M••••••• P•••

Dated events

Order

Occurred
12 Jun 2026
Ria ownership band change
••• Locked
Form ADV
Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$108M
Occurred
12 Jun 2026
Private fund no longer reported
••• Locked
Form ADV
$1.8M
Occurred
10 Oct 2024
Control person joined
••• Locked
Form ADV
Occurred
24 Feb 2021
Ria registration change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 18, 2021
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.