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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

PACIFIC HARBOR HOLDINGS, LIMITED

CRD 164404

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b27adef6-a3b5-9883-5164-972f91a6b2db

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Oct 18, 2012 to Mar 12, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $23.2MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $23.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-77290
CRD: 164404
Filings on the tape: 16
First filed: Oct 18, 2012
Latest filed: Mar 12, 2026
Organised: Corporation
Website: pacificharborgroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PACIFIC HARBOR DELAWARE FUND I, LP	Hedge Fund	$30.7M	Mar 31, 2014	3	Oct 18, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLDERIGE, WARREN, DUDLEY	INDIRECT OWNER	E	yes	03/2007	Oct 18, 2012	Mar 25, 2024
ALLDERIGE, WARREN, DUDLEY	CEO AND INDIRECT OWNER	E	yes	08/2006	Oct 18, 2012	Mar 25, 2024
LIN, YURI, YEE-LEE	MANAGING DIRECTOR	Na	yes	04/2022	Mar 30, 2023	Mar 25, 2024
PACIFIC HARBOR ASSOCIATES LIMITED	INDIRECT OWNER	E	yes	05/2007	Mar 28, 2013	Mar 25, 2024
PACIFIC HARBOR GROUP HOLDINGS PTY LIMITED	Owner	E	yes	05/2007	Mar 28, 2013	Mar 25, 2024
MAO, HO WING	DEPUTY CHIEF FINANCIAL OFFICER	Na	no	01/2013	Jun 20, 2023	Mar 25, 2024
YU, KWOK MAN, ALBERT	CHIEF COMPLIANCE OFFICER	Na	no	08/2013	Oct 18, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PACIFIC HARBOR ADVISERS (JAPAN), G.K.	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR ADVISORS (SG) PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR ADVISORS CO., LTD.	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR CAPITAL II LTD	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR CAPITAL, LTD.	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR INFRASTRUCTURE SOLUTIONS PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
PACIFIC HARBOR INVESTMENTS HOLDINGS PHILIPPINES, INC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$23.2M	$23.2M	16	16	0	n/a	n/a
2024	Mar 26, 2025	$34.5M	$34.5M	16	16	0	n/a	n/a
2023	Mar 25, 2024	$44.9M	$44.9M	16	16	0	n/a	n/a
2022	Mar 30, 2023	$48.7M	$48.7M	14	14	0	n/a	n/a
2021	Mar 30, 2022	$47.8M	$47.8M	14	14	0	n/a	n/a
2020	Mar 31, 2021	$53.6M	$53.6M	14	14	0	n/a	n/a
2019	Mar 31, 2020	$56.4M	$56.4M	14	14	0	n/a	n/a
2018	Mar 28, 2019	$72.6M	$72.6M	14	14	2	n/a	n/a
2017	Mar 29, 2018	$75.9M	$75.9M	14	14	2	n/a	n/a
2016	Mar 31, 2017	$70.0M	$70.0M	14	14	n/a	n/a	n/a
2015	Mar 31, 2016	$90.0M	$90.0M	15	15	n/a	n/a	n/a
2014	Mar 31, 2015	$90.0M	$90.0M	16	16	n/a	n/a	n/a
2013	Mar 31, 2014	$592M	$215M	16	16	n/a	1	$30.7M
2012	Mar 28, 2013	$222M	$222M	25	18	n/a	1	$32.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23.2M	$34.5M	-32.8%	$48.7M	-21.9%	16	16	0	0

Relationships

Controls (4)

← ALLDERIGE, WARREN, DUDLEYOwnerINDIRECT OWNER, ownership code E, individual
Oct 18, 2012 to Mar 25, 2024factForm ADV
← LIN, YURI, YEE-LEEOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2023 to Mar 25, 2024factForm ADV
← PACIFIC HARBOR ASSOCIATES LIMITEDOwnerINDIRECT OWNER, ownership code E, foreign entity
Mar 28, 2013 to Mar 25, 2024factForm ADV
← PACIFIC HARBOR GROUP HOLDINGS PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Mar 28, 2013 to Mar 25, 2024factForm ADV

Owns (2)

← YU, KWOK MAN, ALBERTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 18, 2012 to Mar 25, 2024factForm ADV
← MAO, HO WINGOwnerDEPUTY CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 20, 2023 to Mar 25, 2024factForm ADV

Advises (1)

→ PACIFIC HARBOR DELAWARE FUND I, LPPrivate fundHedge Fund, IA, no longer reported
Oct 18, 2012 to Mar 31, 2014factForm ADV

Dated events

Occurred
Mar 30, 2023
Control person left
Vernon David Barlett (Managing Director) no longer on Schedule A of Pacific Harbor Holdings, Limited (listed 2022-03-30, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Yee-Lee Yuri Lin (Managing Director) appeared on Schedule A of Pacific Harbor Holdings, Limited
Form ADVobserved 5 days ago
Occurred
Oct 18, 2012
First Form ADV filing
Pacific Harbor Holdings, Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b27adef6-a3b5-9883-5164-972f91a6b2db
First observed: Oct 18, 2012
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PACIFIC HARBOR HOLDINGS, LIMITED

CRD 164404

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b27adef6-a3b5-9883-5164-972f91a6b2db

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PACIFIC HARBOR DELAWARE FUND I, LP

Hedge Fund

$30.7M

Mar 31, 2014

Oct 18, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLDERIGE, WARREN, DUDLEY

INDIRECT OWNER

yes

03/2007

Oct 18, 2012

Mar 25, 2024

ALLDERIGE, WARREN, DUDLEY

CEO AND INDIRECT OWNER

yes

08/2006

Oct 18, 2012

Mar 25, 2024

LIN, YURI, YEE-LEE

MANAGING DIRECTOR

yes

04/2022

Mar 30, 2023

Mar 25, 2024

PACIFIC HARBOR ASSOCIATES LIMITED

INDIRECT OWNER

yes

05/2007

Mar 28, 2013

Mar 25, 2024

PACIFIC HARBOR GROUP HOLDINGS PTY LIMITED

Owner

yes

05/2007

Mar 28, 2013

Mar 25, 2024

MAO, HO WING

DEPUTY CHIEF FINANCIAL OFFICER

01/2013

Jun 20, 2023

Mar 25, 2024

YU, KWOK MAN, ALBERT

CHIEF COMPLIANCE OFFICER

08/2013

Oct 18, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PACIFIC HARBOR ADVISERS (JAPAN), G.K.

n/a

yes

n/a

PACIFIC HARBOR ADVISORS (SG) PTE. LTD.

n/a

yes

n/a

PACIFIC HARBOR ADVISORS CO., LTD.

n/a

yes

n/a

PACIFIC HARBOR CAPITAL II LTD

n/a

yes

n/a

PACIFIC HARBOR CAPITAL, LTD.

n/a

yes

n/a

PACIFIC HARBOR INFRASTRUCTURE SOLUTIONS PTE. LTD.

n/a

yes

n/a

PACIFIC HARBOR INVESTMENTS HOLDINGS PHILIPPINES, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$23.2M

n/a

2024

Mar 26, 2025

$34.5M

n/a

2023

Mar 25, 2024

$44.9M

n/a

2022

Mar 30, 2023

$48.7M

n/a

2021

Mar 30, 2022

$47.8M

n/a

2020

Mar 31, 2021

$53.6M

n/a

2019

Mar 31, 2020

$56.4M

n/a

2018

Mar 28, 2019

$72.6M

n/a

2017

Mar 29, 2018

$75.9M

n/a

2016

Mar 31, 2017

$70.0M

n/a

2015

Mar 31, 2016

$90.0M

n/a

2014

Mar 31, 2015

$90.0M

n/a

2013

Mar 31, 2014

$592M

$215M

n/a

$30.7M

2012

Mar 28, 2013

$222M

n/a

$32.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$23.2M

$34.5M

-32.8%

$48.7M

-21.9%