DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SOLDAN CORP.

CRD 136931

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b285dcee-6dcc-fb62-2e31-75aa7a2121a2

Data as of Jul 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jul 6, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $27.8MItem 5.F on the latest filing (2012-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $27.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $27.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $27.8M
SEC number: 801-66089
CRD: 136931
Filings on the tape: 2
First filed: Mar 28, 2012
Latest filed: Jul 6, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVID M. POLEN ESTATE	Shareholder	E	yes	06/2012	Jul 6, 2012	Jul 6, 2012
DAVIDOWITZ, DANIEL, ADAM	PORTFOLIO MANAGER	Na	yes	06/2012	Jul 6, 2012	Jul 6, 2012
MOSS, STANLEY, CHARLES	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2003	Mar 28, 2012	Jul 6, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
POLEN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$24B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$29.6M	$29.6M	n/a	n/a	n/a	1	$29.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$27.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ POLEN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← MOSS, STANLEY, CHARLESOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← DAVIDOWITZ, DANIEL, ADAMOwnerPORTFOLIO MANAGER, ownership code NA, individual
Jul 6, 2012 to presentfactForm ADV
← DAVID M. POLEN ESTATEOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 6, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b285dcee-6dcc-fb62-2e31-75aa7a2121a2
First observed: Mar 28, 2012
Last observed: Jul 6, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOLDAN CORP.

CRD 136931

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b285dcee-6dcc-fb62-2e31-75aa7a2121a2

Data as of Jul 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVID M. POLEN ESTATE

Shareholder

yes

06/2012

Jul 6, 2012

DAVIDOWITZ, DANIEL, ADAM

PORTFOLIO MANAGER

yes

06/2012

Jul 6, 2012

MOSS, STANLEY, CHARLES

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

10/2003

Mar 28, 2012

Jul 6, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

POLEN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$24B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$29.6M

n/a

$29.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$27.8M

n/a