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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 23, 2020 | n/a | yes | Chicago, IL|Chicago, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 16, 2020 | no | Chicago, IL|Chicago, IL|Chicago, IL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Feb 10, 2009 | Jun 1, 2009 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Sep 16, 2020 | Sep 23, 2020 | 7 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:IL:2020-09-16 | Sep 16, 2020 | Sep 23, 2020 | CHICAGO, IL | Firm change |