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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 26, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 26, 2021 | Aug 3, 2023 | no | NEWARK, NJ|Newark, NJ | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 13, 2019 | Apr 6, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Mar 25, 2015 | Aug 27, 2019 | no | EDISON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | OSAIC WEALTH, INC. | Aug 3, 2023 | Jul 26, 2023 | -8 | Firm change | Ibd to ibd |
| OSAIC WEALTH, INC. | PRUCO SECURITIES, LLC | Apr 6, 2021 | Apr 26, 2021 | 20 | Firm change | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | OSAIC WEALTH, INC. | Aug 27, 2019 | Sep 13, 2019 | 17 | Firm change | Ibd to ibd |